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Compliance Analyst

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26764
Contact Harry Warwick
Date posted 15-08-2017

Our client, a specialist investment manager, is currently looking for a Compliance Analyst to join their compliance team. The successful candidate will assist the Compliance Manager in establishing and maintaining the firm’s compliance framework.

As a Compliance Analyst your responsibilities will include:
• Completion of the Compliance Monitoring Programme
• Arranging staff training in relation to regulatory /compliance issues
• Assist the Compliance Manager in relation to specific compliance projects
• Monitoring of regulatory developments and implementing necessary changes

The successful incumbent requires:
• A high level of motivation and commitment to a career in compliance
• Experience and knowledge of the FCA regulations
• Ability to interpret regulatory requirements and assess impact
• Notable experience in FS monitoring

For more information please contact Harry Warwick on 02031453362 or harry.warwick@bruinfinancial.com

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Contact Harry about this job

Director, Compliance & Finance