Find a Job

View detailed job description

Compliance and Marketing Governance Executive

Apply
Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26747
Contact Harry Warwick
Date posted 11-08-2017

BRUIN Financial is working with a leading investment management firm is currently looking for a Compliance and Marketing Governance Executive to join their governance team. The successful candidate will support the relevant procedures in place at the firm to ensure prospective, new and existing investors receive accurate, clear and fair information in relation to firm’s funds and products,

As the Compliance and Marketing Governance Executive your responsibilities will include:
• To support an on-going rolling review to monitor consistency of investment messaging
• Collate reporting for relevant governance committees/boards
• To collate reporting for relevant governance committees/boards
• To be the central point of referral for any consistency issues in relation to fund or product descriptions along with the rest of the team

The successful incumbent requires:
• Experience of reviewing and signing-off of financial promotions
• Notable asset management experience
• Good knowledge and understanding of markets and investment products
• Working knowledge of marketing regulations
• Strong written and verbal communication skills

For more information please contact Harry Warwick on 02031453362 or harry.warwick@bruinfinancial.com

Ready to apply for this job? Apply Now

Contact Harry about this job

Director, Compliance & Finance