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AVP Compliance Manager

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26606
Contact Harry Warwick
Date posted 27-07-2017

BRUIN Financial is currently working with a top tier financial services firm who are currently looking for AVP Compliance Manager to join their UK compliance team in London. The successful candidate will assist the UK Custody VP Compliance Manager as required in ensuring that the Custody business activities comply with the relevant regulations and laws.

As AVP Compliance Manager your responsibilities will include:
• Provide on-going advice and support to the business lines as required within the UK business lines
• Support of the EMEA Controls and testing programme as it applies to UKMEA business line by reviewing proposed scope, controls to be tested and any control gaps identified
• Participate in the CMAR and CASS Working Group as Compliance representative
• Produce written MI reports for multiple people including the Governance Committees, Legal Entity Boards, Senior Management and the Compliance Program Manager VP

The successful incumbent requires:
• Keep up to date with all regulatory and legislative updates or changes
• Excellent written and verbal communication skills
• Ability to lead, manage, and execute compliance related projects
• Effectively manage and mentor junior team members

For more information please contact Harry Warwick on 02031453362 or harry.warwick@bruinfinancial.com

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Contact Harry about this job

Director, Compliance & Finance