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Fixed Income Portfolio Compliance Associate

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26601
Contact Harry Warwick
Date posted 26-07-2017

Our client, a leading professional services firm, is currently looking for Fixed Income Portfolio Compliance Associate to join their compliance department. The successful candidate will play a key role in the compliance team focusing on the pre and post trade fixed income investment process while working closely with people including investment professionals.

As a Fixed Income Portfolio Compliance Associate your responsibilities will include:
• Analyse compliance exceptions and coordinate resolution of any issues with trading and investment group professionals
• Evaluate and improve the effectiveness of controls to better align with evolving business needs
• Work collaboratively peers to complete daily, monthly and quarterly compliance reports
• Participate in team or departmental projects and process improvement initiatives

The successful incumbent requires:
• Notable experience in the financial services ideally in compliance or operations
• Sound knowledge of securities and the investment business
• Sound judgment, excellent analytical and problem solving skills
• Proficient in excel with a knowledge of macros, v-lookups and pivot tables

For more information please contact Harry Warwick on 02031453362 or

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Contact Harry about this job

Director, Compliance & Finance