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Compliance Manager

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26500
Contact Harry Warwick
Date posted 13-07-2017

BRUIN Financial is currently recruiting a generalist compliance role for the Wealth Management arm of a Global Asset Manger. The role will be predominantly advisory focussed, but will encompass a range of compliance activities.

As Compliance Manager your responsibilities include:
• Assist in the provision of advice on regulatory changes, day-to-day activities, specified projects, complaints, breaches, new products and services, and development of internal policies
• Undertake specified regular compliance reviews and occasional special thematic reviews
• Maintain required compliance records, including complaints, breaches and financial promotions
• Assist in the preparation of regulatory reporting to the PRA, FCA and Group Compliance

The successful incumbent requires:
• Proven compliance experience, ideally developed within the Wealth Management space
• Degree (or equivalent)
• Recognised specialist in Regulation/Compliance/Risk
• Excellent verbal and written communication skills

For more information please contact Harry Warwick on 02031453362 or harry.warwick@bruinfinancial.com

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Contact Harry about this job

Director, Compliance & Finance