Find a Job

View detailed job description

Compliance Threshold Reporting Associate

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26462
Contact Harry Warwick
Date posted 10-07-2017

Our client, a leading financial services firm is currently looking for a Compliance Threshold Reporting Associate to join their compliance team. The successful candidate will be primarily focused on Thresholds Reporting activities for the EMEA jurisdictions.

As a Compliance Threshold Reporting Associate your responsibilities will include:
• Report holdings that have reached prescribed thresholds
• Review system reports of shareholdings against trade movements
• Communicate externally with Regulators, external firms and lawyers
• Keep up to date with regulatory change and developments impacting the function

The successful incumbent requires:
• Notable experience of working in investment management or banking environment
• Ability to work efficiently in a team
• Proficient in Microsoft applications i.e. PowerPoint, Excel, and Word
• Excellent verbal and written communication skills

For more information please contact Harry Warwick on 02031453362 or

Ready to apply for this job? Apply Now

Contact Harry about this job

Director, Compliance & Finance