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Compliance Threshold Reporting Associate

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26462
Contact Harry Warwick
Date posted 10-07-2017

Our client, a leading financial services firm is currently looking for a Compliance Threshold Reporting Associate to join their compliance team. The successful candidate will be primarily focused on Thresholds Reporting activities for the EMEA jurisdictions.

As a Compliance Threshold Reporting Associate your responsibilities will include:
• Report holdings that have reached prescribed thresholds
• Review system reports of shareholdings against trade movements
• Communicate externally with Regulators, external firms and lawyers
• Keep up to date with regulatory change and developments impacting the function

The successful incumbent requires:
• Notable experience of working in investment management or banking environment
• Ability to work efficiently in a team
• Proficient in Microsoft applications i.e. PowerPoint, Excel, and Word
• Excellent verbal and written communication skills

For more information please contact Harry Warwick on 02031453362 or harry.warwick@bruinfinancial.com

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Contact Harry about this job

Director, Compliance & Finance