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VP Compliance Officer/Fiduciary Compliance

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/26379
Contact Joe Smith
Date posted 30-06-2017

BRUIN Financial is currently working with a leading global financial services firm which offer solutions to a variety of organizations in more than 100 countries. They are seeking to recruit into their compliance team.

Your responsibilities will include:
Advising on Fiduciary and related conflicts of interest and reporting back to the business and wider Compliance team
In relation to fiduciary worldwide keep the business informed of Compliance related topics and regulatory changes
Evaluating new business initiatives for fiduciary obligations and involvement in maintaining an inventory of fiduciary activities across regions
Developing metrics and analysing trends relating to Fiduciary
Working with the compliance practice team to improve and enhance monitoring and testing plans globally
Assisting in the development of training programs, creating content and conducting training as required.
Reviewing Compliance Policies for adherence to applicable regulations
Evaluating regulatory, audit and compliance testing findings and adapting the program as required

Role requirements:
A Bachelors degree in Accounting / Finance, Economics or related discipline
Experience and/or knowledge of Fiduciary regulations
Significant financial services industry experience with a proven track record in a Compliance/Risk role
Ability to rally teams for consistency
Track record in interpreting regulatory requirements and connecting them to operational requirements
Adept in communicating complex messages succinctly, written and verbal
Proven ability to multi task as well as assess and change priorities

For more information on the role then please contact Joe Smith on 02031453376 or joe.smith@bruinfinancial.com

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Contact Joe about this job

Associate, Consultant