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Wealth & Asset Management
One of our clients, a leading Investment Management firm in London, is looking for a Head of UK Compliance to drive the team based in London.
As the UK Head of Compliance your key role will be implementing the EMEA Compliance Programme.
The main responsibilities for this role will be:
A strong knowledge of the existing and forthcoming UK and EU regulatory frameworks is essential as is a comprehensive understanding of the asset management industry, services and products.
Extensive hands-on experience and expertise on portfolio compliance and dealing with matters related to pre- and post-trade compliance, operation of the inventory of rules within Compliance systems and good experience in breach investigation, escalation and resolution processes.
Strong multi-asset class experience including funds and investment management in a front-office facing compliance function and ability to deal with and challenge PMs, traders and support functions
The ideal candidate for this position should ideally have a minimum of 10 years relevant experience within Asset Management compliance and possess an effective network of contacts within the industry.
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