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Director, Compliance & Finance
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One of the leading Investment Management firms in UK is currently looking for a Head of Fund Regulatory Developments to inform and provide expert advice in relation to fund regulatory developments.
As the Head of Fund Regulatory Developments your main duties will include:
Understand and communicate the impacts of fund-related regulatory developments, including in relation to their distribution, on the firm by assimilating and aggregating large quantities of complex information to identify priorities, themes and trends
Provide regular briefings and reporting on fund-related regulatory developments and relevant policy issues to senior management and governance bodies
Develop internal policy papers on fund-related regulatory developments and deliver internal training on fund-related regulatory matters
Hold cross-business impact assessment meetings with concerned stakeholders to obtain feedback on relevant regulatory developments
Liaising with the Compliance Advisory Team on emerging fund regulatory issues and developments in order for these to be incorporated in Compliance advice delivered to the business.
The ideal candidate will have:
Show in-depth knowledge and awareness of UK and European regulatory environments, particularly in the funds area, and their impacts on an EU-based Fund Manager.
Have a strong understanding and experience of interpreting regulations as they apply to retail and institutional investors.
Strong knowledge and experience of interpreting regulations as they apply to retail and institutional investors.
Strong understanding of the process and development of regulatory policy, including interactions with legislators and policymakers.
For more information on the role please contact Adam Pollard on 02031453348 or firstname.lastname@example.org
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