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Compliance Manager

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26318
Contact Harry Warwick
Date posted 22-06-2017

Our client, a leading Asset Management house is looking for a Compliance Manager to join their Funds and Distribution Compliance team. The successful candidate will be responsible for the day to day compliance and oversight for a range of UK UCITS.

As a Compliance Manager your responsibilities include:
• Provide regulatory and technical support to the business
• Maintain a strong knowledge of the regulatory environment and support the business through regulatory change projects where appropriate
• Supporting the internal product governance process and product development initiatives
• Monitor and review regulatory breaches and complaints including periodic trend analysis

The successful incumbent requires:
• An undergraduate degree or equivalent
• Notable compliance experience in a investment management environment
• Solid technical knowledge and understanding of FCA / CBI regulations (especially UCITS, AIFMD, MIFID).
• Sound understanding of regulatory / investment guidelines
• Excellent verbal and written communication skills

For more information please contact Harry Warwick on 02031453362 or

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Contact Harry about this job

Director, Compliance & Finance