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Associate, Trade Surveillance

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Salary Competitive
Type Permanent
Location Birmingham
Sectors Compliance
UK & Regional
Job Reference UK01/NXC/26278
Contact Nicola Cooper
Date posted 16-06-2017

Our top tier financial services firm is seeking a Compliance Analyst to join their team based in Birmingham.
The successful candidate will be a key part of a team of surveillance professionals and, as a Compliance Analyst, will be responsible for enhancing the robustness of the surveillance processes and compliance, regulatory, product and market knowledge of the team.

Your responsibilities will include:

• Being involved in expansion of our communication activities across email and chat voice
• Investigating and reviewing surveillance alerts and escalations in a timely manner, taking any necessary action for trading, communications and information barriers surveillance
• Acting as a key participant in the compliance planning strategy meetings and being responsible for delivering parts of that strategy
• Ensuring consistent delivery and adherence to service levels
• Developing your product knowledge and understanding in trading methodologies

Role Requirements:

• Educated to Bachelor degree level (or equivalent)
• Experience with investment banking products
• Previous experience of conducting investigations
• Market and product knowledge would be beneficial
• Strong analytical and organisational skills

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Contact Nicola about this job

Associate, Consultant