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Portfolio Compliance Group Analyst

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26256
Contact Harry Warwick
Date posted 14-06-2017

BRUIN Financial is currently working with a leading fund management company who are currently looking for Portfolio Compliance Group Analyst to join their compliance department. The successful candidate will be part of a team which acts as the second line of defence for the business, ensuring Funds are managed as prescribed in their Prospectus and in adherence with the relevant Directives.

As a Portfolio Compliance Group Analyst your responsibilities will include:
• Review draft IMA documentation to identify guidelines that require coding
• Test new rules set-up in the monitoring system
• Follow up on open breaches with the relevant teams to resolve and escalate and
log via the relevant systems
• Ad-hoc projects

The successful candidate requires:
• Notable experience in Asset Management
• Working knowledge of UCITS, NURS, AIF, ITs, UTs, KAG products.
• Degree graduate with a minimum 2:1
• IMC/CFA desirable

For more information please contact Harry Warwick on 02031453362 or

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Contact Harry about this job

Director, Compliance & Finance