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Compliance Monitoring Associate

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26252
Contact Harry Warwick
Date posted 14-06-2017

Our client, a global leader in the financial services is currently looking for a Compliance Monitoring Associate to join their Compliance department. The successful candidate will be part of a team which is responsible for planning and delivering Thematic Monitoring reviews as well as ad hoc impact assessments in response to internal and/or external risk drivers.

As a compliance monitoring officer your responsibilities will include:
• Contribution to regulatory risk identification and assessment workshops on an ongoing basis
• Preparation, delivery and write-up of regulatory monitoring reviews
• Presentation of findings and recommendations to senior management within Legal and Compliance
• Assisting to develop and enhance management information
• Supervision and coaching of junior colleagues in the team

The successful incumbent requires:
• Sound knowledge of FCA and pan-European requirements and focus areas
• Notable experience working with or for an asset manager
• Excellent verbal and written communication skills
• Ability to work as part of a high performing team

For more information please contact Harry Warwick on 02031453362 or harry.warwick@bruinfinancial.com

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Contact Harry about this job

Director, Compliance & Finance