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CASS OVersight Specialist

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Salary Competitive
Type Permanent
Location City of London
Sectors Compliance
Operations
Wealth & Asset Management
Job Reference T3A/CAA/26193
Contact Conor Armstrong
Date posted 07-06-2017

One of the most successful Asset Management firms is currently seeking a CASS Oversight Specialist to join their Fund Operations team. This is a permanent role, located in London.
As a CASS Oversight Specialist, the candidate is expected to provide and manage assurance to the CF10A and to review and develop their oversight functionality, CASS compliance and FRC assurance reviews. In addition, the candidate will be the subject matter expert providing a point of referral to the CF10A, Fund Operations Finance Manager and Compliance team.

Your key accountabilities:
• Attend and present at the monthly CASS Committee
• Participation in thematic Client Money and Compliance Oversight reviews held with the TA
• Review and enhancement of existing procedures, processes, systems and training manuals
• Prepare timely and accurate reporting
• Daily review of Client Money calculations as provided by the TA

The candidate must have:
- Excellent Audit Experience
- A deep understaning of CASS regulations
- Ideally buy-side / Transfer Agency experience

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Contact Conor about this job

AVP, Consultant