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Cross Border Compliance Advisory, VP

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Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/CAA/26112
Contact Conor Armstrong
Date posted 25-05-2017

Our Client, a market leading Asset Management house, is looking for an excellent Compliance professional operating at VP level to join their London Compliance team. This role presents an exciting and unique opportunity to provide compliance support and advice with a particular focus on cross border coverage within EMEA. The successful candidate will work closely with the Legal and Compliance teams in other EMEA ex UK locations in which the business has a presence (inlcuding Ireland, Luxembourg, Germany and Switzerland).

• Make a strong contribution to the team’s provision of Compliance advisory support and oversight for business lines, with a particular focus on the activities of those EMEA entities located outside of the UK
• Act as liaison and escalation point between the UK and the EMEA ex UK Legal and Compliance team
• Provide support and advice on regulatory initiatives such as regulatory implementation, internal and external audits, thematic reviews and regulatory engagement
• Contribute to the creation of management reporting and communication on Compliance matters to senior management, boards and business stakeholders
• Lead Compliance participation in Compliance or business-driven projects, including regulatory developments and strategic initiatives, by providing expert and timely value-added advice

The successful candidate will have:
• Generalist with a desire for broad, varied coverage with the ability to collaborate effectively as part of a cross border team
• Extensive experience within a control function in the asset management or funds industry preferred
• Ability to work in a fast-paced, high-intensity environment and willingness to work hard to meet constantly changing priorities and deliverables
• Working knowledge of MiFID, UCITS and AIFMD
• Excellent analytical and communication skills

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Contact Conor about this job

AVP, Consultant