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One of the top Investment Banks in London is looking for an EMEA Compliance, Control Room VP to join their team. You will be a senior member of the EMEA Control Room, which forms part of the Global Control Room and which has prime responsibility for maintaining the firm's Chinese Walls and Global Grey and Restricted Lists.
The Global Control Room has offices in New York, San Francisco, Hong Kong, Tokyo, Sydney and Mumbai and operates under a global framework of policies and procedures.
The EMEA Control Room is located in London and is part of the EMEA Banking/ Research/ Control Room Compliance team. You will report to the Head of EMEA Control Room (ED).
As Control Room VP your responsibilities will include:
Day to day involvement in the core responsibilities of Control Room Compliance including:
maintaining and monitoring the firm's Chinese walls/ wall crossings/ flow of non-public information
Providing ongoing advice and guidance to the business in respect of Chinese wall, insider dealing and market abuse issues.
Participating in the Compliance team training efforts and taking responsibility for providing training to various business areas in specific areas of expertise.
Participating in the conduct of internal and external enquiries and investigations as necessary.
The ideal candidate should have experience and knowledge in:
Control Room experience/ with exposure to a Control Room environment.
Methodical person with attention to detail, strong administrative skills and analytical approach to problem solving.
Ability to identify real issues and know when to escalate.
Ability to meet tight deadlines and to make quick and reasoned decisions under pressure.
For more information on this role please contact Joe Smith on 02031453376 or email him at Joe.Smith@bruinfinanial.com
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