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CASS Director

Salary Competitive
Type Permanent
Location City of London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/CAA/26037
Contact Conor Armstrong
Date posted 17-05-2017

A top tier Asset Manager is looking for an extremely strong CASS Compliance professional to enter the business at Director Level, and provide a first point of contact for the business on CASS queries and escalations. This role will report to the CF10a and support the CF10a in a deputy capacity. The role will consist of both BAU and Project activities, asnf you cover all aspects of CASS regulations.

• Oversight of compliance with CASS regulations across all EMEA activities
• Reporting to FCA, boards & governance committees on all CASS matter
• Working in partnership with Compliance & Legal Teams to ensure regulations are understood & interpreted effectively into an operational environment
• Providing training and guidance on CASS across the business globally
• Assessment, design & implementation of all client asset & client money regulatory changes across EMEA activities.
• CASS documentation including the CASS RP, Policies, Procedures, Risk Assessments
• CMAR reviews & submission
• CASS audits facilitation (including FCA & other regulatory /audit visits)
• Implementing new CASS regulations across EMEA activities

Our client is open to background and will consider those from Asset Management, Investment Banking, Management Consultancy or Regulatory background ; however those with tangible Asset Management experience are preferred.

To be considered, candidates must have the following experience:
• Demonstrable understanding of the current CASS rulebook, with particular focus around client money and mandate requirements
• Background in Operations or Compliance with recent CASS experience preferred
• Previous experience in Legal, Compliance, Audit or Finance would be helpful
• Demonstrable experience in identifying & delivering continuous improvement
• Familiarity with working in large organisations
• Experience of working in a fast paced, dynamic environment

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Contact Conor about this job

AVP, Consultant