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Compliance Consultant

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/26004
Contact Harry Warwick
Date posted 12-05-2017

Our Client, one of the UK’s leading Investment Management firm is currently seeking a compliance consultant to join their Compliance department. The successful candidate will be assisting with the oversight of the Code of Ethics team and supporting administration for the Gifts and Hospitality Policy.

As the compliance consultant your responsibilities will include:
• Providing direction and guidance to junior members of the team
• The efficient running, design and development of the Code of Ethics and Gifts and Hospitality automated system
• Producing management information and reporting to the business
• The Creation and maintaining accurate team procedures and policies

The successful incumbent will have:
• Notable experience in a similar role within a Compliance function, ideally within Asset Management
• Strong experience and knowledge of working with an automated Personal Account Dealing System (e.g. SunGard / StarCompliance)
• Sound knowledge of fund management processes, instruments and products
• Relevant Compliance and investment management qualification and degree

For more information please contact Adam Pollard on 02031453348 or

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Contact Harry about this job

Director, Compliance & Finance