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Compliance Threshold Reporting Analyst

Daily Rate Competitive
Type Temporary / Interim
Location City of London
Sector Compliance
Job Reference T98/ELM/26002
Contact Ellen Mulvey
Date posted 26-06-2017

One of the most successful Investment Management firms is currently seeking a Compliance Threshold Reporting Analyst to join their Compliance Team. This is a 6 months temporary contract, located in London.

As a Compliance Threshold Reporting Analyst, the candidate would be responsible for implementing controls and processes to ensure the company is portfolio complaint with all applicable regulatory and portfolio issued guidelines. In addition, the candidate would be asked to daily provide support for the Thresholds Reporting Team.

Your key accountabilities:

• Report holdings that have reached prescribed thresholds
• Review system reports of shareholdings against trade movements
• Make necessary disclosures in an accurate and timely manner
• Maintain clear records of all filings and communications
• Drive improvements in relation to processes and controls that create capacity and scale
• Support further automation of Thresholds processes
• Engage with colleagues from different departments in a timely, accurate, and professional manner
• Communicate externally with Regulators, external firms and lawyer
• Support colleagues with internal and external queries relating to shareholdings
• Support training of team members
• Maintain and document procedures
• Keep up to date with regulatory change and developments impacting the function Development Value
• Daily interaction across with business groups including Portfolio Management, and Legal and Compliance

The candidate must have experience of working in the investment management industry or investment banking. The candidate must also have experience of regulatory shareholding disclosures.

If you feel you have the relevant skills to succeed in this role, then please apply now.

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Contact Ellen about this job

Director, Head of Contract, Temporary & Change Recruitment