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|Type||Temporary / Interim|
|Location||City of London|
One of the most successful Investment Management firms is currently seeking a Compliance Threshold Reporting Analyst to join their Compliance Team. This is a 6 months temporary contract, located in London.
As a Compliance Threshold Reporting Analyst, the candidate would be responsible for implementing controls and processes to ensure the company is portfolio complaint with all applicable regulatory and portfolio issued guidelines. In addition, the candidate would be asked to daily provide support for the Thresholds Reporting Team.
Your key accountabilities:
Report holdings that have reached prescribed thresholds
Review system reports of shareholdings against trade movements
Make necessary disclosures in an accurate and timely manner
Maintain clear records of all filings and communications
Drive improvements in relation to processes and controls that create capacity and scale
Support further automation of Thresholds processes
Engage with colleagues from different departments in a timely, accurate, and professional manner
Communicate externally with Regulators, external firms and lawyer
Support colleagues with internal and external queries relating to shareholdings
Support training of team members
Maintain and document procedures
Keep up to date with regulatory change and developments impacting the function Development Value
Daily interaction across with business groups including Portfolio Management, and Legal and Compliance
The candidate must have experience of working in the investment management industry or investment banking. The candidate must also have experience of regulatory shareholding disclosures.
If you feel you have the relevant skills to succeed in this role, then please apply now.
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