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Guideline Coding Analyst

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/JOES/25993
Contact Joe Smith
Date posted 11-05-2017

A leading Asset Management firm in London is currently looking for a Guideline Management Coding Associate to join their Investment Compliance team.
As the Guideline Management Coding Associate your main responsibilities will include:
• Manage all aspects of guideline management, from sign-off of new mandates, interpretation, coding, quality control and through to review breach information
• Interpretation of investment restrictions for Funds (Regulatory, Prospectus and Internal restrictions) and segregated mandates, covering Fixed Income and Currency portfolios
• Oversight and coding of investment guidelines into Charles River
• Foster strong working relationships with the front office, whilst maintaining an independent view
• Ensure adherence to all Policies and Procedures affecting Guideline Management
The successful incumbent will have:
• Working knowledge of compliance applications used within the industry for the coding of investment guidelines and in Charles River System use.
• Good Product knowledge covering all the major asset classes
• Control orientated
• Strong all round PC skills (Microsoft applications)
For more information on the role, please contact Joe Smith on 02031453376 or

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Associate, Consultant