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Wealth & Asset Management
A leading Asset Management firm in London is currently looking for a Guideline Management Coding Associate to join their Investment Compliance team.
As the Guideline Management Coding Associate your main responsibilities will include:
Manage all aspects of guideline management, from sign-off of new mandates, interpretation, coding, quality control and through to review breach information
Interpretation of investment restrictions for Funds (Regulatory, Prospectus and Internal restrictions) and segregated mandates, covering Fixed Income and Currency portfolios
Oversight and coding of investment guidelines into Charles River
Foster strong working relationships with the front office, whilst maintaining an independent view
Ensure adherence to all Policies and Procedures affecting Guideline Management
The successful incumbent will have:
Working knowledge of compliance applications used within the industry for the coding of investment guidelines and in Charles River System use.
Good Product knowledge covering all the major asset classes
Strong all round PC skills (Microsoft applications)
For more information on the role, please contact Joe Smith on 02031453376 or email@example.com
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