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Director, Compliance & Finance
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BRUIN Financial is currently working with one of the UKs leading fund management companies who are currently looking for a Compliance Advisor to join their compliance department. The successful candidate will support the continued development of the Compliance Advisory team, providing commercially sound regulatory advice and guidance to business areas based on detailed knowledge.
As a Compliance Advisor your responsibilities will include:
Participation in regulatory training that is provided by Compliance
Ability to provide Compliance input to business and regulatory projects to ensure that full consideration is given by the project of new and existing regulatory rules
Supporting the new overseas offices with interpretation of local regulatory requirements and therefore providing local teams with relevant regulatory advice.
Laisse with the legal department and provide them with Compliance input generally support them in the review of new institutional client mandates and IMAs, focusing particularly on adherence to FCA rules.
The successful incumbent will have:
Notable experience in the financial services with proven compliance advisory experience
Sound knowledge of UK and EU rules and familiarity with SEC requirements would be beneficial, but not essential.
Posses strong analytical and communication skills
Educated to degree level or equivalent
For more information please contact Adam Pollard on 02031453348 or email@example.com
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