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Compliance Advisor

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/25972
Contact Harry Warwick
Date posted 09-05-2017

BRUIN Financial is currently working with one of the UK’s leading fund management companies who are currently looking for a Compliance Advisor to join their compliance department. The successful candidate will support the continued development of the Compliance Advisory team, providing commercially sound regulatory advice and guidance to business areas based on detailed knowledge.

As a Compliance Advisor your responsibilities will include:

• Participation in regulatory training that is provided by Compliance
• Ability to provide Compliance input to business and regulatory projects to ensure that full consideration is given by the project of new and existing regulatory rules
• Supporting the new overseas offices with interpretation of local regulatory requirements and therefore providing local teams with relevant regulatory advice.
• Laisse with the legal department and provide them with Compliance input generally support them in the review of new institutional client mandates and IMAs, focusing particularly on adherence to FCA rules.

The successful incumbent will have:

• Notable experience in the financial services with proven compliance advisory experience
• Sound knowledge of UK and EU rules and familiarity with SEC requirements would be beneficial, but not essential.
• Posses strong analytical and communication skills
• Educated to degree level or equivalent

For more information please contact Adam Pollard on 02031453348 or adam.pollard@bruinfinancial.com

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Contact Harry about this job

Director, Compliance & Finance