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Private Banking, Compliance Advisory

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Salary £65k to £75k
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/25934
Contact Adam Pollard
Date posted 04-05-2017

A global Investment Bank based in London is currently looking for Compliance Advisory candidates to join their Private Banking Advisory team. This role will report directly into the Head of Private Banking Compliance Advisory.

As the Advisory Compliance Officer your main duties will include:

• Performing reviews and providing approval of financial promotions;
• Participating in projects and new initiatives and managing the compliance agenda;
• Reviewing regulatory publications to evaluate impact to UK Private Banking Business;
• Participating and leading internal investigations;
• Participating in the delivery of Compliance Training.
The successful candidates will have:

• Understanding of the UK Regulatory Environment as it applies to Retail Clients;
• Knowledge of the Tax Compliance rules (i.e. FATCA and AEI) and U.S. Cross Border rules is an advantage.
• Relevant Legal /Compliance Qualifications desirable;
• Excellent oral and written communication skills and be able to interact with individuals at all levels;
• Ability to think outside the box and provide creative solutions;

For more information on this role please contact Adam Pollard on 02031453348 or adam.pollard@bruinfinancial.com

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Associate, Consultant