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Custody Compliance Officer - Vice President

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/25870
Contact Joe Smith
Date posted 26-04-2017

One of the leading Investment Banks in London is looking for a UK Compliance Manager to join their Investor Services Department. This department consists of four lines of business – Prime Services, Fixed Income Financing, Pricing Direct and Custody and Fund Services.
As the UK CFS Compliance Manager your main responsibilities will include:
• Assisting in the compliance coverage of the CFS business, which includes custody and fund services products.
• Provision of advice on and interpretation of a wide range of regulatory and firm policy topics;
• Assistance with implementation of new regulatory initiatives impacting the relevant products;
• Assistance with the development and implementation of compliance policies;
• Review and development of the compliance risk assessments for the relevant products;
• Review of new business initiatives and assessment of their regulatory impact on the relevant products;
• Assistance in the development and delivery of compliance training;
This role will be looking for candidates with:
• relevant compliance, regulatory consulting, regulatory audit, regulatory risk or legal experience;
• Good analytical and interpretative skills;
• Demonstrated capability to learn quickly and manage multiple demands;
For more information on this role please contact Joe Smith on 02031453376 or joe.smith@bruinfinancial.com

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Associate, Consultant