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Portfolio Compliance Manager

Salary Competitive
Type Permanent
Location City of London
Sector Compliance
Job Reference T3A/HGW/25822
Contact Harry Warwick
Date posted 20-04-2017

BRUIN Financial is currently working with a top tier asset management firm who are currently looking for a Portfolio Compliance Manager to join their compliance team. The successful candidate will work closely with and support the local Portfolio Compliance teams proving an experience pair of hands to assist them in day to day tasks.

As a Portfolio Compliance Manager your responsibilities will include:
• Provide support and advice on test coding queries, general system functionality and the validity of pre-trade and batch alerts
• Liaising with the various ‘Compliance Teams’ globally in order to understand regulations, including updates, and code them
• Conducting centralised testing and second checking of tests, functionalities, instruments and security data improvements
• Performing regular system checks to help mitigate known risks and gaps

The successful incumbent requires:
• Relevant coding experience: ideally with either CR or BRS
• Good knowledge of the regulations relating to investment restrictions
• Sound understanding of investment management generally and knowledge of the investment strategies and operation of complex mandates
• Great communication skills both written and oral

For more information please contact Harry Warwick on 02031453362 or

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Contact Harry about this job

Director, Compliance & Finance