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Compliance Monitoring Consultant

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/25740
Contact Adam Pollard
Date posted 04-04-2017

One of the leading Investment Management firms in the UK with more than £200 billion of funds is looking for a Compliance Monitoring Consultant to join their Compliance department. As the Compliance Monitoring Consultant your role will be to support the Compliance Compliance Monitoring Manager and Head of Compliance Monitoring in the delivery of a robust risk based compliance monitoring programme as well as:

• Undertake risk based thematic compliance monitoring to a standard that enables the business to be confident that it is meeting its required regulatory and internal standards
• Develop and maintain strong key stakeholder relationships
• Lead reviews as/when required by the Compliance Monitoring Manager/Head of Compliance Monitoring
• Complete review planning, taking into consideration related regulatory requirements, breaches, complaints and KPI information on the area under review

The ideal candidate will have:
• A well-developed understanding of the asset management industry, funds and products
• Enthusiasm and excellent communication skills, including strong written skills, are key requirements
• Excellent planning and organising skills, reflecting a proactive approach
A small amount of travel is required within the role.

For more information please contact Adam Pollard on 02031453348 or email him at

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Contact Adam about this job

Associate, Consultant