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Mandate Monitoring Analyst

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/25666
Contact Joe Smith
Date posted 22-03-2017

A reputable Investment Management firm is currently looking for a Mandate Monitoring Analyst to join their Investment Compliance team.

As the Mandate Monitoring Analyst your main responsibilities will include:

• To assist the UK Mandate Monitoring Team in covering both pre and post trade mandate monitoring.
• To manage off shored and outsourced activities
• Maintain pre and post trade mandate monitoring restrictions using the relevant monitoring system: Aladdin system. Tasks will include coding or instruction to third parties, review and testing for client take-ons, fund launches and IMA amendments.
• Support the off shored Mandate Monitoring team with daily exception monitoring on JPM TRAC and other manual monitoring activities.
• Undertake automated and manual exception monitoring pre and post trade where required.

The ideal candidate will have:

• Comprehensive experience in trade compliance monitoring an advantage.
• Candidate would be encouraged to work towards and gain the IMC
• Excellent organisational, time management and decision making.
• Strong understanding of the investment management process across the full range of asset classes and client types.
• Strong understanding of compliance monitoring processes including interpretation of discretionary client investment management agreements.

For more information then please contact Adam Pollard on 02031453348 or

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Contact Joe about this job

Associate, Consultant