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A reputable Investment Management firm is currently looking for a Mandate Monitoring Analyst to join their Investment Compliance team.
As the Mandate Monitoring Analyst your main responsibilities will include:
To assist the UK Mandate Monitoring Team in covering both pre and post trade mandate monitoring.
To manage off shored and outsourced activities
Maintain pre and post trade mandate monitoring restrictions using the relevant monitoring system: Aladdin system. Tasks will include coding or instruction to third parties, review and testing for client take-ons, fund launches and IMA amendments.
Support the off shored Mandate Monitoring team with daily exception monitoring on JPM TRAC and other manual monitoring activities.
Undertake automated and manual exception monitoring pre and post trade where required.
The ideal candidate will have:
Comprehensive experience in trade compliance monitoring an advantage.
Candidate would be encouraged to work towards and gain the IMC
Excellent organisational, time management and decision making.
Strong understanding of the investment management process across the full range of asset classes and client types.
Strong understanding of compliance monitoring processes including interpretation of discretionary client investment management agreements.
For more information then please contact Adam Pollard on 02031453348 or firstname.lastname@example.org
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