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Director, Compliance & Finance
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We are currently working with a leading Asset Manager in London who is currently looking for a VP Marketing Compliance Officer to join their Compliance department. This role will focus predominantly on reviewing financial promotions; the individual will become involved in related aspects of the compliance programme.
As the Marketing Compliance Officer your main responsibilities will include:
Review and approve financial promotions for a wide range of fund products including ETFs, index trackers, other UCITS funds and AIFs.
Collaborate with the Global Product and Marketing team and control functions to evaluate current processes, identify improvement areas, and implement solutions.
Contribute to the design and delivery of training and awareness on key elements of the marketing compliance programme.
Facilitate the review and update of policies and procedures relating to marketing.
Conduct monitoring activities and develop processes designed to achieve compliance with regulatory obligations and industry standards
The successful incumbent will have:
Ability to prioritize tasks, deal with ambiguity and solve complex compliance and operational issues under pressure.
Continental European language skills, though not mandatory, would be a distinct advantage
Proven superior communication skills - both verbal and written - with the demonstrated ability to lead through influence are required
For more information on the role then please contact Adam Pollard on 02031453348 or firstname.lastname@example.org
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