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Marketing Compliance, VP

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/HGW/25562
Contact Harry Warwick
Date posted 06-03-2017

We are currently working with a leading Asset Manager in London who is currently looking for a VP Marketing Compliance Officer to join their Compliance department. This role will focus predominantly on reviewing financial promotions; the individual will become involved in related aspects of the compliance programme.

As the Marketing Compliance Officer your main responsibilities will include:

• Review and approve financial promotions for a wide range of fund products including ETFs, index trackers, other UCITS funds and AIFs.
• Collaborate with the Global Product and Marketing team and control functions to evaluate current processes, identify improvement areas, and implement solutions.
• Contribute to the design and delivery of training and awareness on key elements of the marketing compliance programme.
• Facilitate the review and update of policies and procedures relating to marketing.
• Conduct monitoring activities and develop processes designed to achieve compliance with regulatory obligations and industry standards

The successful incumbent will have:

• Ability to prioritize tasks, deal with ambiguity and solve complex compliance and operational issues under pressure.
• Continental European language skills, though not mandatory, would be a distinct advantage
• Proven superior communication skills - both verbal and written - with the demonstrated ability to lead through influence are required

For more information on the role then please contact Adam Pollard on 02031453348 or

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Contact Harry about this job

Director, Compliance & Finance