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Regulatory Compliance Director - Frankfurt

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Salary Competitive
Type Permanent
Location
Sectors Compliance
UK & Regional
Job Reference UK01/NXC/25425
Contact Nicola Cooper
Date posted 13-02-2017

Our leading, global Financial Services client is looking for a Regulatory Compliance Director to join their Global Compliance Group based in their Frankfurt offices.

This is a permanent position paying up to €100,000 Euros + benefits, for the right candidate.

This group cover regulatory compliance, personal conflicts monitoring and compliance testing and monitoring.
This team is responsible for managing the company’s interaction with regulators, including supervisory inspections and examinations, along with ensuring general compliance with applicable credit rating agency regulations.

Key responsibilities required include:

• Maintaining a strong understanding of all relevant credit rating regulation within EMEA
• Providing guidance regarding regulatory compliance matters to internal stakeholders
• Ensuring they meet all ongoing regulatory reporting obligations in the region
• Facilitate and support the regulatory examination and inspection process

Experience required:

• Strong compliance background within Financial Services
• Excellent drafting and communication skills
• Experience in project work with a proven track record in identifying and analysing relevant considerations, presenting findings to senior stakeholders within the business
• Experience in a Credit Ratings environment will be highly beneficial

If this is something that might be of interest then please email oliver.kohn@bruinfinancial.com for more information!

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Contact Nicola about this job

Associate, Consultant