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Head of Fund Compliance

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/25348
Contact Joe Smith
Date posted 01-02-2017

One of the subsidiaries of a leading Investment Management firm is currently looking for Senior Compliance Funds candidates to join their team as the Head of Fund Compliance. This role will provide clear and consistent technical advice and guidance in respect of mutual funds to the board.
As the Head of Fund Compliance your duties will include:
• Manage the Compliance relationships with the Investment and Operations teams and key outsourced suppliers (Transfer Agents & Fund Accountants) in relation to the mutual funds managed and distributed.
• Proactively provide compliance oversight in relation to activities undertaken in these areas.
• Manage day to day relationships with Depositaries both in the UK and Ireland.
• Proactively review the implications and impact of regulatory change and formulate Insight policy, assisting the business in exploiting any commercial opportunities arising.
• Provide clear and consistent technical advice and guidance to the Board, Senior Management and other Insight colleagues, as required on regulatory risk matters and issues.

The successful candidate will have:
• A proven track record within an Asset Management environment with some experience at Manager Level.
• An in-depth knowledge of regulatory rules in relation to UCITS/AIFMD and their interpretation both in the UK & Ireland including compliance requirements relating to AIFM/UCITS mangers in Ireland.
• Strong relationship skills with the ability to engage proactively with Senior Management and colleagues at all levels.

For more information on the role please contact Adam Pollard on 02031453348 or

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Contact Joe about this job

Associate, Consultant