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Compliance Advisory

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/25201
Contact Joe Smith
Date posted 12-01-2017

A globally renowned Asset Manager is currently looking for Compliance Advisory candidates to join their Compliance Department. The role of the UK Compliance Manager is primarily to support the firm to remain compliant with regulatory and corporate compliance policies.

As the UK Compliance Manager your main duties include:

• Provide accurate and timely technical advice and guidance to business/business partner colleagues on regulatory compliance issues.
• Identify and analyse emerging Compliance risks and trends. Provide feedback and recommendations to other Compliance and Business colleagues on how to mitigate these risks.
• Provide strategic direction to the work of the Advisory Compliance team.
• Manage a team of Compliance professionals ensuring the work of the team is produced to a consistently high standard, is relevant and timely.
• Where required participate in compliance monitoring reviews. This is likely to comprise sharing of information with Compliance Monitoring colleagues regarding the business lines and/or regulatory themes they are planning to review.

The ideal candidate will have:

• A proven background in compliance (or risk/legal) experience.
• Relevant custody/wholesale banking experience would be a distinct advantage.
• Excellent knowledge of the local regulatory environment, on-going regulatory initiatives which impact the business lines.
• Previous experience within a regulator would be an advantage.
• Excellent understanding of the investment services.

For more information on the role please contact Adam Pollard on 02031453348 or

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Contact Joe about this job

Associate, Consultant