Find a Job

View detailed job description

Senior Compliance Associate

Salary £80k to £100k
Type Permanent
Location London
Sector Compliance
Job Reference T3A/JOES/24903
Contact Joe Smith
Date posted 08-11-2016

A boutique Hedge Fund in London is currently expanding their compliance function and is looking for a Senior Compliance Associate to join their team. This role will require someone who is self motivated, results driven and forward-thinking.
As the Senior Compliance Associate your main responsibilities will include:
• Assist with the day-to-day compliance function of the firm including creating internal compliance reporting and policies for CCO review, maintaining restricted and watch lists, reviewing expert network use, conducting email monitoring, and US/UK regulatory filings.
• Assist the CCO in implementing and carrying out its Compliance Monitoring Program (UK) and Annual Compliance Review (US) including helping with reviews, testing, and monitoring of compliance policies and procedures.
• Interface with the investment team regarding compliance matters, including, but not limited to, questions related to personal trading, gifts/entertainment, use of consultants/expert networks policy, etc.

The successful candidate will have:

• 5-7 years of relevant experience preferably from a large asset manager, hedge fund or financial-services administrator.
• Analytical and extremely detail-oriented and accurate with a proven ability to manage multiple deadlines and demands.
• Results-oriented self-starter with a strong work ethic and the capability to work with general direction and a high degree of independence.
• Strong relationship management and communication skills and the ability to cooperate with all levels of the organization and to work either independently or with groups.

For more information on the role please contact Adam Pollard on 02031453348 or

Ready to apply for this job? Apply Now

Contact Joe about this job

Associate, Consultant