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  1. Senior Compliance Analyst

    A Top Tier Asset Manager is looking for a Senior Compliance Analyst to join the business and track the development of regulatory change through the consultation/discussion paper stages pre-implementation. The role holder will prepare the initial...

    Permanent | On application | London

  2. Compliance Monitoring Officer

    A leading Asset Manager is looking for a Compliance Monitoring Officer to conduct risk-based Compliance Monitoring/Audit work across the business covering areas such as Front Office, Distribution and Outsource Providers. Key responsibilities:...

    Permanent | On application | London

  3. CASS Compliance Coordinator

    A leading Asset Manager is looking for a CASS Compliance professional to come into the business and provide day to day oversight of CASS issues and control over CASS processes for the Business lines. The role holder will be required to...

    Permanent | On application | London

  4. Marketing Compliance Manager

    A leading Asset Management firm is looking for an experienced financial promotions advisor to join their expanding Risk and Compliance team. This is a fantastic opportunity to assist the Business with its financial promotions at professional and/or...

    Permanent | On application | London

  5. Head of AML Advisory

    This Tier One Investment Bank is looking for a Compliance professional to join the Bank’s Global Trade division and set Group-wide policy for the AML and CTF management framework to ensure AML requirements are met. The role holder will act as the...

    Permanent | On application | London

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